CTAPP Compliance Audits: What Attorneys Need to Know About Their Obligations

CTAPP Compliance Audits: What Attorneys Need to Know About Their Obligations

$45

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CTAPP Compliance Audits: What Attorneys Need to Know About Their Obligations
About the Program

This program serves as a guide to the California State Bar’s newly implemented CTAPP compliance audits, and the obligations attorneys must fulfill to comply with CTAPP rules. Attorneys will learn how the audit process works under Rules 1.15(d), 2.6, and 9.8.5, mandatory requirements related to record production and independent accounting review, and how to navigate their ethical duties relating to client trust accounts and client communications. The program will also address privilege concerns, CPA audit requirements, and the risks attorneys face under this new enforcement framework.

Speaker(s)
Erin Joyce

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Erin Joyce Law, PC

Attorney Erin Joyce has extensive experience in State Bar investigations and disciplinary proceedings, plus over thirty years of civil litigation practice. Erin was admitted in 1990 and practiced for nearly eight years in an intellectual property boutique before joining the Office of Chief Trial Counsel as a prosecutor for the State Bar, from 1997 through 2016. Erin has over twenty-five years of experience handling all aspects of discipline cases against attorneys in State Bar Court, from the filing of the complaint through trial and review. She has personally tried dozens of State Bar trials and several appeals. Erin has a comprehensive understanding of how State Bar investigations and proceedings unfold. Before going into private practice, Erin served as Chief Special Investigator for the Los Angeles Fire Department, as a prosecutor for the State Bar of California, and as a lawyer for multiple private practices.

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Accreditation
Credit Hours:
1.00
Specialty Area:
None
Credit Type:
Legal Ethics
Original Air Date:
October 20, 2025
Accredited in:
California
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